Evidence
Policy acknowledgements

Policy acknowledgements

Per-staff “read & understood” sign-off on the policies behind the program. Each acknowledgement is timestamped for the evidence file.

AML/CTF compliance policy
v4.0 · updated 2 Jun 2026

The program, roles and your obligations under the PCMLTFA.

90%
27 of 30 acknowledged
3 pending
MCMarcus ChenFrontline agent
EPEthan ParkFrontline agent
OHOmar HaddadFrontline agent
Code of conduct & ethics
v2.2 · updated 14 Jan 2026

Standards of behaviour, gifts and conflicts of interest.

100%
30 of 30 acknowledged
All staff have acknowledged this policy.
Sanctions & PEP screening policy
v1.5 · updated 20 May 2026

Screening obligations, thresholds and escalation.

83%
25 of 30 acknowledged
5 pending
MCMarcus ChenFrontline agent
DMDiego MartinsFrontline agent
RPRaj PatelFrontline agent
TNTomas NovakFrontline agent
EPEthan ParkFrontline agent